The Metals Company

Developer of polymetallic nodules in the Clarion-Clipperton Zone
Nasdaq: TMCFounded 2011

TMC holds two International Seabed Authority exploration contracts through its subsidiaries Nauru Ocean Resources Inc. (NORI) and Tonga Offshore Mining Limited (TOML), covering 149,543 square kilometers of the Pacific Clarion-Clipperton Zone.

In August 2025 TMC declared the world’s first probable mineral reserves for seafloor polymetallic nodules, in the NORI-D block.

News and articles

DateHeadline
2026-08-19NOAA Publishes TMC USA’s Consolidated Application for an Exploration License and Commercial Recovery Permit for TMC USA-A in the Federal Register
2026-08-17NOAA Publishes Notice of Intent in the Federal Register to Prepare an Environmental Impact Statement for TMC USA’s USA-B Exploration License Application
2026-08-13TMC Provides Second Quarter 2026 Corporate Update
2026-08-06The Metals Company Announces Second Quarter 2026 Corporate Update Conference Call for Thursday, August 13, 2026
2026-07-20TMC Welcomes Unanimous Decisions by International Tribunal for the Law of the Sea Ordering the ISA to Respect NORI and TOML’s Due Process Rights
2026-05-28NOAA Certifies TMC USA’s USA B Exploration License Application
2026-05-14TMC Provides First Quarter 2026 Corporate Update
2026-05-11TMC and Allseas Sign Commercial Agreement for the First Offshore Nodule Recovery Operation
2026-05-07The Metals Company Announces First Quarter 2026 Corporate Update Conference Call for Thursday, May 14, 2026
2026-05-01NOAA Determines TMC USA’s Consolidated Deep-Seabed Mining Application is in Full Compliance
2026-04-16TMC Subsidiaries Submit Massive Deep-Sea Dataset to Public Database as Company Launches Video Series on Findings of Environmental Research
2026-03-27TMC Announces Fourth Quarter and Full Year 2025 Results
2026-03-20The Metals Company Announces Fourth Quarter and Full Year 2025 Corporate Update Conference Call for Friday, March 27, 2026
2026-03-09NOAA Determines TMC USA’s Consolidated Deep-Seabed Mining Application is in Substantial Compliance
2026-01-22TMC USA Files First Consolidated Deep-Seabed Mining Application, Increasing Expected Commercial Recovery Permit Area to 65,000 km2
2026-01-21TMC Welcomes NOAA Rule Modernizing Deep-Seabed Mining Permits for U.S. Companies in the High Seas
2025-11-13The Metals Company Announces Third Quarter 2025 Corporate Update
2025-11-06The Metals Company Announces Third Quarter 2025 Corporate Update Conference Call for Thursday, November 13, 2025
2025-08-14The Metals Company Announces Second Quarter 2025 Corporate Update
2025-08-07The Metals Company Announces Second Quarter 2025 Corporate Update Conference Call for Thursday, August 14, 2025
2025-08-04TMC Releases Two Economic Studies with Combined NPV of $23.6B and Declares World-First Nodule Reserves
2025-08-04TMC and Tonga Announce Updated Sponsorship Agreement for Tonga Offshore Mining Ltd (TOML)
2025-06-16TMC Announces Appointment of Michael Hess and Alex Spiro to its Board of Directors
2025-06-16TMC Announces Strategic Investment from Korea Zinc — a World-Leader in Non-Ferrous Metal Refining and pCAM Technology — to Advance Development of Deep-Seabed Critical Minerals in the U.S.
2025-06-04TMC and Nauru Announce Updated Sponsorship Agreement for Nauru Ocean Resources Inc. (NORI)
2025-05-14TMC Provides First Quarter 2025 Corporate Update
2025-05-12TMC Announces $37 Million Strategic Investment to Advance Deep-Sea Mineral Development
2025-05-07The Metals Company Announces First Quarter 2025 Corporate Update Conference Call for Wednesday, May 14, 2025
2025-05-05TMC CEO Testifies Before Congress: Deep-Sea Minerals Key to U.S. Industrial Future
2025-04-29World First: TMC USA Submits Application for Commercial Recovery of Deep-Sea Minerals in the High Seas Under U.S. Seabed Mining Code
2025-04-25TMC Welcomes U.S. Executive Order to Expedite Permitting and Evaluate Offtake of Critical Minerals from Nodules in the High Seas
2025-04-15Rutger Bosland, Pioneering Engineer and Technical Lead on Development of TMC’s Nodule Collection System, Joins Company to Drive Commercial Readiness
2025-03-27TMC Announces Fourth Quarter and Full Year 2024 Results
2025-03-27The Metals Company to Apply for Permits under Existing U.S. Mining Code for Deep-Sea Minerals in the High Seas in Second Quarter of 2025
2025-03-21The Metals Company Announces Fourth Quarter and Full Year 2024 Corporate Update Conference Call for Thursday, March 27, 2025
2025-02-18World First: TMC and PAMCO Achieve a New Nodule Processing Milestone, Unlocking Critical Energy & Steelmaking Materials at Existing Facilities
2024-12-30TMC Applauds U.S. Congressional Mandate for 2025 Defense Department Feasibility Study on Nodule Refining
2024-11-14The Metals Company Provides Third Quarter 2024 Corporate Update
2024-11-14The Metals Company Announces US$17.5 Million Registered Direct Offering of Common Shares and Class B Warrants
2024-11-12TMC Announces June 27, 2025 Submission Date for Subsidiary NORI’s ISA Application, and Expanded Company Strategy
Nasdaq: TMCUS$4.91 ▼ 2.9%US$2.87US$7.07US$11.27Aug 202525 Aug 2026
Daily closes over the past year, to 25 August 2026. Interactive chart.

Overview

TMC collects polymetallic nodules from the CCZ, about 2,400 kilometers southwest of San Diego, for onshore processing in the United States.

  • The nodules carry nickel, copper, cobalt and manganese in a single rock, alongside rare earths.
  • Founded as DeepGreen Metals in 2011. Began trading on Nasdaq on 9 September 2021 through a business combination with Sustainable Opportunities Acquisition Corp.
  • Runs a capital-light strategy, relying on partners for vessels, engineering and processing capacity.
  • Regulatory strategy runs on two tracks: the ISA contracts under the United Nations Convention on the Law of the Sea, whose commercial mining code remains unfinished, and United States applications to NOAA under DSHMRA, the 1980 statute revived by Executive Order 14285 of 24 April 2025.

Projects and license areas

AreaRegimeSizeStatus
NORI (blocks A, B, C, D)ISA, sponsored by Nauru74,830 km²Contract granted July 2011. Probable reserves declared in NORI-D in August 2025. The ISA Council granted a five-year extension on 20 July 2026.
TOMLISA, sponsored by Tonga74,713 km²Contract granted January 2012. TMC acquired TOML in March 2020. Covered by the August 2025 initial assessment.
TMC USA-A and TMC USA-BUnited States, DSHMRA, NOAA187,017 km² applied forApplications filed April 2025. Consolidated application filed 22 January 2026 over a subset of USA-A. Grant expected in Q1 2027.
Commercial recovery permit areaUnited States, DSHMRA, NOAA25,160 km²Within TMC USA-A. Applied for in April 2025.
Port of Brownsville, TexasOnshore processing1,466 acres in two parcelsExclusive right of negotiation on a lease option. A prefeasibility study is under way for a 12 million tonne a year industrial park. Any capital commitment is conditional on United States government support.

Project economics

  • Two studies published in August 2025 cover an estimated 1.6 billion tonne resource.
  • The pre-feasibility study covers NORI-D and carries probable reserves.
  • The initial assessment covers the remaining NORI blocks and TOML. It is preliminary, with no reserves.
Measure2025 PFS (NORI-D)2025 initial assessmentCombined
ApproachCapital-lightContractedn/a
Resource base363 Mt1,276 Mt1,639 Mt
Recoverable nodules, wet tonnes164 Mt670 Mt834 Mt
Post-tax NPVUS$5.5 billionUS$18.1 billionUS$23.6 billion
IRR, real27%36%n/a
Revenue over project lifeUS$69.9 billionUS$298.9 billionUS$368.8 billion
EBITDA over project lifeUS$29.2 billionUS$171.9 billionUS$201.1 billion
EBITDA margin per tonne, steady state43%57%n/a

Steady state means 2031 to 2043 for the pre-feasibility study and 2039 to 2058 for the initial assessment. Company figures, SK-1300 technical report summaries, August 2025.

Partners

  • Allseas Group. Built and tested the pilot collection system that lifted about 3,000 tonnes of nodules from NORI-D in 2022, and is TMC’s largest strategic investor. On 11 May 2026 the two signed a commercial agreement for Allseas to complete, commission and operate the first commercial production system, with a nameplate 3.0 million wet tonnes of nodules a year, using two collector vehicles, a riser, the production vessel Hidden Gem and a transfer vessel. Allseas funds a significant share of pre-production development costs, recoverable out of production revenue.
  • Pacific Metals Co. (PAMCO). Calcined and smelted 2,000 tonnes of nodules at its rotary kiln electric furnace plant in Hachinohe, Japan, and is running the processing feasibility work.
  • Korea Zinc. Invested US$85.2 million in June 2025 for 19.6 million shares at US$4.34 plus warrants, taking ~5%, and is partnering on United States refining.
  • Mariana Minerals. Software-first minerals developer founded by Turner Caldwell, a former Tesla executive, signed as strategic partner to run feasibility work on the Brownsville site. Definitive feasibility and materials testing agreements are still to come.
  • Glencore. Holds 50% nickel and copper offtake over part of the contract areas dating to 2012. Its XPS subsidiary smelted nodule-derived calcine in Sudbury, Ontario.
  • The Metals Royalty Co. (Nasdaq: TMCR). Holds a 2.0% gross overriding royalty on the NORI area from a 2023 transaction, and began trading on 8 April 2026. TMC owns ~25% of it and retains a right to buy back up to 75% of the royalty.

Where permitting stands

  • 22 January 2026: TMC USA submits a consolidated exploration license and commercial recovery permit application to NOAA.
  • 9 March 2026: NOAA determines the application is in substantial compliance.
  • 28 April 2026: NOAA certifies full compliance. Announced 1 May 2026.
  • 28 May 2026: NOAA certifies the USA-B exploration license application.
  • Still ahead: publication in the Federal Register, a 60-day public comment period, inter-agency review, a notice of intent for an environmental impact statement, a draft statement with a further 60-day comment period, then a final determination with the final statement and terms, conditions and restrictions.
  • TMC expects the license and permit to be granted in the first quarter of 2027.

The ISA track is contested.

  • 18 July 2026: the International Tribunal for the Law of the Sea issues two orders in the NORI and TOML proceedings. TMC says they require the ISA to respect its subsidiaries’ due process rights; the tribunal declined to halt the ISA’s compliance inquiry.
  • 20 July 2026: the ISA Council grants NORI a five-year extension of its exploration contract.

Presentations

PDF
Current deck. Permitting timeline, the Allseas agreement, the Brownsville site, project economics and liquidity.
PDF
Strategy day deck. The long-range production plan.
PDF
The economics behind the US$23.6 billion combined NPV.
Historical presentations (11 presentations)
Technical reports (4 documents)

Ownership

HolderCommon sharesPercentAs reported in
Allseas Group S.A., with Allseas Investments, Argentum Cedit Virtuti, Stichting Administratiekantoor Aequa Lance Foundation and Edward Heerema67,502,50115.6Schedule 13D/A filed 7 July 2026
Andrei Karkar, director, including shares held by ERAS Capital LLC65,872,75315.0DEF 14A, 2 April 2026
ERAS Capital LLC, included in Andrei Karkar’s total above64,868,21114.8DEF 14A, 2 April 2026
Gerard Barron, chief executive officer and director30,899,0327.1DEF 14A, 2 April 2026
Korea Zinc Company, Ltd.26,491,5576.0DEF 14A, 2 April 2026
William Brumder14,703,1323.4Schedule 13G/A filed 1 May 2026, cut from 31,542,340 shares and 7.3% at 2 April 2026
Michael Hess, director14,166,6663.2DEF 14A, 2 April 2026
Andrew Greig, director5,070,0301.2DEF 14A, 2 April 2026
Stephen Jurvetson, director2,993,333<1DEF 14A, 2 April 2026
Erika Ilves, chief strategy officer2,208,114<1DEF 14A, 2 April 2026
Craig Shesky, chief financial officer1,844,842<1DEF 14A, 2 April 2026
Christian Madsbjerg, director953,731<1DEF 14A, 2 April 2026
Sheila Khama, director321,004<1DEF 14A, 2 April 2026
Andrew Hall, director292,759<1DEF 14A, 2 April 2026
Brendan May, director241,790<1DEF 14A, 2 April 2026
Total common shares outstanding433,188,187100Proxy denominator, 2 April 2026. The Q1 2026 Form 10-Q cover reports 433,221,138 at 14 May 2026.

Group ownership

GroupCommon sharesPercentSource
Directors and executive officers, 12 individuals124,864,05428.5DEF 14A, 2 April 2026
All insiders, adding Allseas’ 67,502,501 shares192,366,555~44Allseas Schedule 13D/A, 7 July 2026

The Republic of Nauru holds warrants over 9,146,268 shares at US$4.72, granted with the May 2025 revised sponsorship agreement. Not counted above.

Insider filings

Purchases and sales

DateInsiderTypeSharesPriceValueHeld afterNote
2026-07-01Allseas Group S.A.
10% owner
Buy7,305,567n/an/a62,419,168Not an open market purchase.
Issued under the Allseas development contract.On July 1, 2026, Allseas acquired 7,305,567 common shares, pursuant to a Contract for Development Work and Commercial Production, by and between a wholly owned subsidiary of Allseas and TMC, dated May 11, 2026 and effective as of March 30, 2026, under which TMC is required to issue Allseas common shares of TMC in accordance with the commercial arrangement under the agreement. The common shares of TMC were issued at a price of $4.66 per common share. These securities are owned by Allseas Group S.A. (“Allseas”). Mr. Edward Heerema has sole authority over Allseas. Mr. Heerema, Allseas Investments S.A., (“Allseas Investments”), the majority parent of Allseas, Argentum Cedit Virtuti NV (“ACV”), the parent of Allseas Investments, and Stichting Administratiekantoor Aequa Lance Foundation, the parent of ACV, may be deemed to have beneficial ownership of the shares owned by Allseas. Each of Mr. Heerema, Allseas Investments, ACV and Stichting Administratiekantoor Aequa Lance Foundation disclaims beneficial ownership over any securities directly held by Allseas, except to the extent of his or its respective pecuniary interest therein.
2026-06-02May Brendan
Director
Sell20,768US$6.4200US$133,331193,346
Average price; trades from US$6.40 to US$6.46.The sales reported were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were issued to the Reporting Person on May 29, 2026 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $6.40 to $6.46 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2026-03-26Shesky Craig
Chief Financial Officer
Sell215,492US$4.5330US$976,8251,425,841
Average price; trades from US$4.40 to US$4.61.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer’s long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic “sell to cover” transaction and do not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.40 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2026-03-25Shesky Craig
Chief Financial Officer
Sell78,186US$4.5820US$358,2481,641,333
Average price; trades from US$4.47 to US$4.85.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer’s long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic “sell to cover” transaction and do not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.47 to $4.85 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2026-03-24Shesky Craig
Chief Financial Officer
Sell51,941US$4.7380US$246,0961,719,519
Average price; trades from US$4.67 to US$4.88.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person under the Issuer’s long-term incentive plan on March 20, 2023, March 20, 2024 and March 20, 2025 and previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2026 pursuant to an automatic “sell to cover” transaction and do not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.67 to $4.88 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-12-02O’Sullivan Anthony
Chief Development Officer
Sell50,000US$6.7700US$338,5002,025,667n/a
2025-11-28O’Sullivan Anthony
Chief Development Officer
Sell50,000US$6.5100US$325,5002,075,667n/a
2025-09-22ILVES Erika
Chief Strategy Officer
Sell1,591,485US$5.7700US$9,182,8681,145,792
Average price; trades from US$5.68 to US$5.91.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $5.68 to $5.91 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-08-26O’Sullivan Anthony
Chief Development Officer
Sell250,000US$5.2500US$1,312,5001,125,667n/a
2025-06-26May Brendan
Director
Sell44,204US$7.3830US$326,358197,586
Average price; trades from US$7.35 to US$7.44.The sales reported were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were issued to the Reporting Person on June 25, 2025 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $7.35 to $7.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-06-25May Brendan
Director
Sell25,000US$7.8030US$195,075241,790
Average price; trades from US$7.71 to US$7.86.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $7.71 to $7.86 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-06-20O’Sullivan Anthony
Chief Development Officer
Sell185,110US$7.0940US$1,313,1700
Average price; trades from US$6.85 to US$7.25.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $6.85 to $7.25 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O’Sullivan Family Trust No. 1.
2025-06-09O’Sullivan Anthony
Chief Development Officer
Sell50,000US$4.2000US$210,000185,110
The Reporting Person is the sole director of JOZEM Pty Ltd.,…The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O’Sullivan Family Trust No. 1.
2025-05-27O’Sullivan Anthony
Chief Development Officer
Sell100,000US$4.7800US$478,000235,110
This number updates information included in the Form 4 filed…This number updates information included in the Form 4 filed for the Reporting Person on November 29, 2023 to reflect the sale of an additional 50,000 common shares on November 17, 2023 and the amount of securities beneficially owned following the reported transaction as 335,110 (as opposed to 385,110). The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O’Sullivan Family Trust No. 1.
2025-05-22Allseas Group S.A.
10% owner
Buy2,333,333n/an/a55,113,601Not an open market purchase.
Placement of shares with warrants.On May 22, 2025, Allseas acquired 2,333,333 common shares and accompanying Class C Warrants to purchase 2,333,333 common shares for a total purchase price of $7 million. These securities are owned by Allseas Group S.A. (“Allseas”). Mr. Edward Heerema has sole authority over Allseas. Mr. Heerema, Allseas Investments S.A., (“Allseas Investments”), the majority parent of Allseas, Argentum Cedit Virtuti NV (“ACV”), the parent of Allseas Investments, and Stichting Administratiekantoor Aequa Lance Foundation, the parent of ACV, may be deemed to have beneficial ownership of the shares owned by Allseas. Each of Mr. Heerema, Allseas Investments, ACV and Stichting Administratiekantoor Aequa Lance Foundation disclaims beneficial ownership over any securities directly held by Allseas, except to the extent of his or its respective pecuniary interest therein.
2025-05-22Allseas Group S.A.
10% owner
Buy2,333,333n/an/a2,333,333Not an open market purchase.
Placement of shares with warrants.On May 22, 2025, Allseas acquired 2,333,333 common shares and accompanying Class C Warrants to purchase 2,333,333 common shares for a total purchase price of $7 million.
2025-05-21O’Sullivan Anthony
Chief Development Officer
Sell164,317US$4.4929US$738,2601,125,667
Average price; trades from US$4.35 to US$4.80.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.35 to $4.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-04-01Shesky Craig
Chief Financial Officer
Sell353,702US$1.6554US$585,5181,145,717
Average price; trades from US$1.61 to US$1.78.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on March 20, 2023, March 20, 2024 and March 20, 2025 previously reported by the Reporting Person on the Statement of Changes in Beneficial Ownership of Securities on Form 4 filed on March 24, 2025 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.61 to $1.78 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2025-03-04May Brendan
Director
Sell8,916US$1.6700US$14,890108,365
Average price; trades from US$1.66 to US$1.67.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on February 28, 2025 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.66 to $1.67 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-12-30ILVES Erika
Chief Strategy Officer
Sell217,099US$1.1100US$240,980998,170n/a
2024-12-24May Brendan
Director
Buy25,000US$0.8748US$21,870100,040
Average price; trades from US$0.87 to US$0.88.The price reflects the average purchase price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $0.87 to $0.88 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price.
2024-11-27Shesky Craig
Chief Financial Officer
Sell47,523US$0.8456US$40,185977,844
Average price; trades from US$0.84 to US$0.87.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2024 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.84 to $0.87 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-11-19Hall Andrew
Director
Sell66,000US$0.9324US$61,538182,966
Sales were made to cover the income tax associated with equi…Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer.
2024-05-31O’Sullivan Anthony
Chief Development Officer
Sell50,000US$1.4822US$74,110746,829
Sales were made to cover the income tax associated with equi…Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer.
2024-05-30O’Sullivan Anthony
Chief Development Officer
Sell25,000US$1.4915US$37,288796,829
Average price; trades from US$1.46 to US$1.53.Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.46 to $1.53 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-05-29O’Sullivan Anthony
Chief Development Officer
Sell25,000US$1.5358US$38,395821,829
Average price; trades from US$1.49 to US$1.595.Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.49 to $1.595 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-05-23O’Sullivan Anthony
Chief Development Officer
Sell25,000US$1.4800US$37,000846,829
Average price; trades from US$1.42 to US$1.525.Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-05-22O’Sullivan Anthony
Chief Development Officer
Sell25,000US$1.4044US$35,110871,829
Average price; trades from US$1.365 to US$1.44.Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-05-21O’Sullivan Anthony
Chief Development Officer
Sell50,000US$1.3948US$69,740896,829
Average price; trades from US$1.38 to US$1.42.Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-03-28O’Sullivan Anthony
Chief Development Officer
Sell50,000US$1.3348US$66,740946,829
Average price; trades from US$1.31 to US$1.365.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.31 to $1.365 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2024-03-22Shesky Craig
Chief Financial Officer
Sell233,424US$1.6087US$375,509947,242
Average price; trades from US$1.58 to US$1.65.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted on March 20, 2023 and March 20, 2024 pursuant to an automatic “sell to cover” provision under which the Reporting Person did not have discretion included in the RSU Agreement. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.58 to $1.65 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-12-22Stone Gregory
Chief Ocean Scientist
Sell25,000US$1.0957US$27,392320,876
Average price; trades from US$1.09 to US$1.115.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-12-04Stone Gregory
Chief Ocean Scientist
Sell25,000US$1.1624US$29,060345,876
Average price; trades from US$1.15 to US$1.17.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-11-27O’Sullivan Anthony
Chief Development Officer
Sell50,000US$1.3800US$69,000385,110
The Reporting Person is the sole director of JOZEM Pty Ltd.,…The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O’Sullivan Family Trust No. 1.
2023-11-27Shesky Craig
Chief Financial Officer
Sell31,057US$1.2569US$39,036779,641
Average price; trades from US$1.25 to US$1.28.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2021 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.25 to $1.28 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-11-20Stone Gregory
Chief Ocean Scientist
Sell25,000US$1.0570US$26,425385,365
Average price; trades from US$1.05 to US$1.08.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.05 to $1.08 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-09-28Stone Gregory
Chief Ocean Scientist
Sell14,489US$1.0026US$14,527370,876
The price reflects the average selling price of the common shares sold.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-09-27Stone Gregory
Chief Ocean Scientist
Sell10,511US$1.0011US$10,523410,365
Average price; trades from US$1.00 to US$1.01.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.00 to $1.01 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-09-26O’Sullivan Anthony
Chief Development Officer
Sell140,000US$1.0152US$142,128435,110
The price reflects the average selling price of the common shares sold.The price reflects the average selling price of the common shares sold. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O’Sullivan Family Trust No. 1.
2023-08-14Allseas Group S.A.
10% owner
Buy3,500,000n/an/a52,780,268Not an open market purchase.
Placement of shares with warrants.On August 14, 2023, Allseas acquired 3,500,000 shares of TMC Common Shares and accompanying Class A Warrants to purchase 1,750,000 shares of TMC Common Shares for a total purchase price of $7 million. These securities are owned by Allseas Group S.A. (“Allseas”). Mr. Edward Heerema, the Administrateur President of Allseas, has sole authority over Allseas. Mr. Heerema, Allseas Investments S.A., (“Allseas Investments”), the majority parent of Allseas, Argentum Cedit Virtuti GCV (“ACV”), the parent of Allseas Investments, and Stichting Administratiekantoor Aequa Lance Foundation, the parent of ACV, may be deemed to have beneficial ownership of the shares owned by Allseas. Each of Mr. Heerema, Allseas Investments, ACV and Stichting Administratiekantoor Aequa Lance Foundation disclaims beneficial ownership over any securities directly held by Allseas, except to the extent of his or its respective pecuniary interest therein.
2023-08-14Allseas Group S.A.
10% owner
Buy3,500,000n/an/a3,500,000Not an open market purchase.
Placement of shares with warrants.On August 14, 2023, Allseas acquired 3,500,000 shares of TMC Common Shares and accompanying Class A Warrants to purchase 1,750,000 shares of TMC Common Shares for a total purchase price of $7 million.
2023-08-01Allseas Group S.A.
10% owner
Buy4,150,000n/an/a49,280,268Not an open market purchase.
Held via a related entity.The issuer and Allseas entered into an Exclusive Vessel Use Agreement pursuant to which Allseas allocates the vessel Hidden Gem exclusively in support of the development of the Project Zero Offshore System until the system is completed on December 31, 2026, whichever is earlier. In consideration of the exclusivity term, the issuer will issue to Allseas these securities. These securities are owned by Allseas Group S.A. (“Allseas”). Mr. Edward Heerema, the Administrateur President of Allseas, has sole authority over Allseas. Mr. Heerema, Allseas Investments S.A., (“Allseas Investments”), the majority parent of Allseas, Argentum Cedit Virtuti GCV (“ACV”), the parent of Allseas Investments, and Stichting Administratiekantoor Aequa Lance Foundation, the parent of ACV, may be deemed to have beneficial ownership of the shares owned by Allseas. Each of Mr. Heerema, Allseas Investments, ACV and Stichting Administratiekantoor Aequa Lance Foundation disclaims beneficial ownership over any securities directly held by Allseas, except to the extent of his or its respective pecuniary interest therein.
2023-06-08Karkar Andrei
Director, 10% owner
Buy3,997,519US$0.7500US$2,998,13955,953,495
Held via a related entity.The securities are held directly by ERAS Capital LLC (“ERAS”). Andrei Karkar is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. Andrei Karkar disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2023-03-30Stone Gregory
Chief Ocean Scientist
Sell52,031US$0.7592US$39,502420,876
Average price; trades from US$0.75 to US$0.7780.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.7780 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-30O’Sullivan Anthony
Chief Development Officer
Sell60,660US$0.7836US$47,533512,777
Average price; trades from US$0.75 to US$0.80.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-29Stone Gregory
Chief Ocean Scientist
Sell47,969US$0.7211US$34,590472,907
Average price; trades from US$0.7056 to US$0.7457.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7056 to $0.7457 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-29O’Sullivan Anthony
Chief Development Officer
Sell85,170US$0.7207US$61,382573,437
Average price; trades from US$0.7050 to US$0.7461.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7050 to $0.7461 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-28O’Sullivan Anthony
Chief Development Officer
Sell97,393US$0.7188US$70,006658,607
Average price; trades from US$0.70 to US$0.7801.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7801 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-28Shesky Craig
Chief Financial Officer
Sell125,582US$0.7147US$89,753768,198
Average price; trades from US$0.70 to US$0.7825.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted on March 20, 2023 pursuant to an automatic “sell to cover” provision under which the Reporting Person did not have discretion included in the RSU Agreement. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7825 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2023-03-28Barron Gerard
Director, Chief Executive Officer
Buy35,000US$0.7143US$25,00015,497,489
The price reflects the average purchase price of the common…The price reflects the average purchase price of the common shares bought. 1,666 of the common shares were purchased at $0.7131 per common share and 33,334 of the common shares were purchased at $0.7144 per common share.
2022-12-30Barron Gerard
Director, Chief Executive Officer
Buy42,000US$0.7100US$29,82015,462,489n/a
2022-11-29Shesky Craig
Chief Financial Officer
Sell36,735US$0.8019US$29,458641,581
Average price; trades from US$0.791 to US$0.8359.The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted to the Reporting Person on November 22, 2021 pursuant to an automatic “sell to cover” transaction and does not represent a discretionary transaction by the Reporting Person. The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.791 to $0.8359 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2022-09-30O’Sullivan Anthony
Chief Development Officer
Sell50,686US$1.0429US$52,860312,500
Average price; trades from US$1.04 to US$1.05.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.04 to $1.05 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2022-09-19O’Sullivan Anthony
Chief Development Officer
Sell50,686US$1.2013US$60,889363,186
Average price; trades from US$1.16 to US$1.24.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.16 to $1.24 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
2022-08-12Karkar Andrei
Director, 10% owner
Buy6,250,000US$0.8000US$5,000,00051,955,976
Held via a related entity.Represents common shares issuable to ERAS Capital LLC (“ERAS”), pursuant to a securities purchase agreement, dated as of August 12, 2022, with the Issuer, a copy of which was filed as Exhibit 10.3 to the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 15, 2022, at a closing to be held pursuant to such securities purchase agreement this quarter. The securities are held directly by ERAS. Andrei Karkar is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. Andrei Karkar disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2022-08-12Barron Gerard
Director, Chief Executive Officer
Buy103,680US$0.9645US$99,99915,420,489
Represents common shares purchased by the Reporting Person,…Represents common shares purchased by the Reporting Person, pursuant to a securities purchase agreement, dated as of August 12, 2022, with the Issuer, a copy of which was filed as Exhibit 10.2 to the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 15, 2022.
2022-06-29Barron Gerard
Director, Chief Executive Officer
Buy25,000US$1.0100US$25,25015,316,809n/a
2022-03-31Karkar Andrei
Director, 10% owner
Buy1,625,000US$2.4600US$3,997,50045,705,976
Average price; trades from US$2.21 to US$2.81.The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $2.21 to $2.81 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price. The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2022-03-30Karkar Andrei
Director, 10% owner
Buy460,000US$2.2100US$1,016,60044,080,976
Average price; trades from US$2.10 to US$2.28.The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $2.10 to $2.28 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price. The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2022-03-30Barron Gerard
Director, Chief Executive Officer
Buy23,000US$2.1900US$50,37015,291,809
Average price; trades from US$2.1896 to US$2.19.The price reflects the average price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $2.1896 to $2.19 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares purchased at each price.
2022-03-30Hall Andrew
Director
Buy28,000US$2.1326US$59,71336,032n/a
2022-03-30Shesky Craig
Chief Financial Officer
Buy15,000US$1.7986US$26,979678,316n/a
2021-12-31Karkar Andrei
Director, 10% owner
Buy1,000,000US$2.0900US$2,090,00043,620,976
Average price; trades from US$1.84 to US$2.14.The price reflects the average purchase price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $1.84 to $2.14 per common share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2021-12-24Karkar Andrei
Director, 10% owner
Buy748,957US$2.0000US$1,497,91442,620,976
Held via a related entity.The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2021-12-24Karkar Andrei
Director, 10% owner
Buy1,414,716n/an/a1,414,716Not an open market purchase.
Held via a related entity.On December 24, 2021, ERAS Capital LLC purchased warrants to purchase an aggregate of 1,414,716 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in privately negotiated transactions for an aggregate purchase price of $481,003.34. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, ERAS Capital LLC purchased warrants to purchase an aggregate of 1,414,716 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in privately negotiated transactions for an aggregate purchase price of $481,003.34. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, ERAS Capital LLC purchased warrants to purchase an aggregate of 1,414,716 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in privately negotiated transactions for an aggregate purchase price of $481,003.34. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, ERAS Capital LLC purchased warrants to purchase an aggregate of 1,414,716 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in privately negotiated transactions for an aggregate purchase price of $481,003.34. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2021-12-24Barron Gerard
Director, Chief Executive Officer
Buy47,438US$2.0000US$94,87615,087,940n/a
2021-12-24Barron Gerard
Director, Chief Executive Officer
Buy89,394n/an/a89,394Not an open market purchase.
On December 24, 2021, the Reporting Person purchased warrant…On December 24, 2021, the Reporting Person purchased warrants to purchase 89,394 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in a privately negotiated transaction for an aggregate purchase price of $30,393.96. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, the Reporting Person purchased warrants to purchase 89,394 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in a privately negotiated transaction for an aggregate purchase price of $30,393.96. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, the Reporting Person purchased warrants to purchase 89,394 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in a privately negotiated transaction for an aggregate purchase price of $30,393.96. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. On December 24, 2021, the Reporting Person purchased warrants to purchase 89,394 Common Shares, which warrants are subject to the Warrant Agreement dated as of May 8, 2020 between the Issuer and Continental Stock Transfer & Trust Company, as warrant agent, in a privately negotiated transaction for an aggregate purchase price of $30,393.96. The warrants may be exercised only during the period commencing 30 days after the September 9, 2021 completion of the initial business combination (the “Business Combination”) of Sustainable Opportunities Acquisition Corp. (the former name of the Issuer) with DeepGreen Metals Inc. and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.
2021-11-22Barron Gerard
Director, Chief Executive Officer
Buy15,500US$3.2200US$49,91014,259,252n/a
2021-09-30Karkar Andrei
Director, 10% owner
Buy2,250,110US$4.4442US$9,999,93941,872,019
Average price; trades from US$4.12 to US$4.61.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.12 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. The securities are held directly by ERAS Capital LLC (“ERAS”). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.
2021-09-30Barron Gerard
Director, Chief Executive Officer
Buy34,000US$4.4100US$149,94014,243,752
Average price; trades from US$4.33 to US$4.54532.The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.33 to $4.54532 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Reported position by insider

InsiderCommon shares heldAs reported onBought on market, 24 monthsSold on market, 24 months
Allseas Group S.A.
10% owner
62,419,1682026-07-0100
Barron Gerard
Director, Chairman & CEO
41,803,4452026-04-1300
Hess Michael Bernard
Director
7,737,5302025-09-0200
ILVES Erika
Chief Strategy Officer
5,214,1992026-04-1301,808,584
Greig Andrew Carlyle
Director
5,106,8502026-05-2900
Shesky Craig
Chief Financial Officer
1,879,3562026-04-130746,844
Spiro Alex
Director
1,750,0002025-09-0200
Karkar Andrei
Director, 10% owner
459,9962026-05-2900
Madsbjerg Christian
Director
410,4032026-05-2900
Hall Andrew
Director
394,0582026-05-29066,000
Khama Sheila
Director
353,5982026-05-2900
Stone Gregory
Chief Ocean Scientist
333,2902024-03-2000
Siamomua Amelia Kinahoi
Director
294,4522025-05-3000
May Brendan
Director
193,3462026-06-0225,00098,888

Directors, officers and 10% holders named in the company’s most recent proxy statement, filed 2026-04-17, on their latest reported Section 16 position. A Section 16 filer files nothing on leaving, so the raw record still carries people who departed years ago; those are excluded here.

SEC filing archive

Annual reports and audited financial statements (12 filings)
FiledFormPeriod
2026-04-17ARS2025-12-31
2026-03-3110-K2025-12-31
2025-04-18ARS2024-12-31
2025-03-2710-K2024-12-31
2024-04-18ARS2023-12-31
2024-04-1810-K/A2023-12-31
2024-03-2510-K2023-12-31
2023-04-20ARS2022-12-31
2023-03-2710-K2022-12-31
2022-03-2510-K2021-12-31
2021-05-2410-K/A2020-12-31
2021-03-3010-K2020-12-31
Quarterly reports and interim financial statements (23 filings)
FiledFormPeriod
2026-08-1310-Q2026-06-30
2026-05-1410-Q2026-03-31
2025-11-1310-Q2025-09-30
2025-08-1410-Q2025-06-30
2025-05-1410-Q2025-03-31
2024-11-15NT 10-Q2024-09-30
2024-11-1510-Q2024-09-30
2024-08-1410-Q2024-06-30
2024-05-1310-Q2024-03-31
2023-11-0910-Q2023-09-30
2023-08-1410-Q2023-06-30
2023-05-1110-Q2023-03-31
2022-11-1510-Q/A2022-09-30
2022-11-1410-Q2022-09-30
2022-08-1510-Q2022-06-30
2022-05-0910-Q2022-03-31
2021-11-1510-Q2021-09-30
2021-08-1610-Q2021-06-30
2021-05-2510-Q2021-03-31
2021-05-18NT 10-Q2021-03-31
2020-11-1310-Q2020-09-30
2020-08-1210-Q2020-06-30
2020-06-1710-Q2020-03-31
Current reports (85 filings)
FiledFormPeriod
2026-08-198-K2026-08-19
2026-08-178-K2026-08-17
2026-08-138-K2026-08-13
2026-05-298-K2026-05-28
2026-05-288-K2026-05-26
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2024-04-188-K2024-04-16
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2024-03-258-K2024-03-22
2023-12-218-K2023-12-21
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2023-08-148-K2023-08-14
2023-08-148-K2023-08-14
2023-08-018-K2023-07-31
2023-06-308-K2023-06-30
2023-06-088-K2023-06-08
2023-05-308-K2023-05-30
2023-05-118-K2023-05-11
2023-04-208-K2023-04-19
2023-03-238-K2023-03-23
2023-02-228-K2023-02-21
2023-02-178-K2023-02-13
2023-02-168-K2023-02-16
2022-12-228-K2022-12-22
2022-12-068-K2022-12-05
2022-11-158-K2022-11-14
2022-11-148-K/A2022-09-27
2022-10-208-K2022-10-14
2022-10-128-K2022-10-12
2022-10-038-K2022-09-27
2022-08-158-K2022-08-15
2022-08-158-K2022-08-12
2022-06-028-K2022-05-31
2022-05-098-K2022-05-09
2022-03-298-K2022-03-24
2022-03-178-K2022-03-14
2022-02-108-K2022-02-09
2021-12-308-K2021-12-24
2021-11-158-K2021-11-11
2021-09-158-K/A2021-09-09
2021-09-158-K2021-09-09
2021-09-108-K2021-09-09
2021-09-078-K2021-09-03
2021-08-278-K2021-08-27
2021-08-268-K2021-08-25
2021-05-248-K2021-05-24
2021-03-048-K2021-03-04
2021-03-048-K2021-03-04
2020-06-248-K2020-06-24
2020-05-148-K2020-05-08
2020-05-088-K2020-05-05
Proxy statements (16 filings)
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2026-05-26DEFA14An/a
2026-04-17DEFA14An/a
2026-04-17DEF 14A2026-05-28
2025-07-18DEFA14An/a
2025-07-18DEF 14A2025-08-28
2025-07-08PRE 14A2025-08-28
2025-05-21DEFA14An/a
2025-04-18DEFA14An/a
2025-04-18DEF 14A2025-05-29
2025-04-08PRE 14A2025-05-29
2024-04-18DEFA14An/a
2024-04-18DEF 14A2024-05-30
2023-04-20DEFA14An/a
2023-04-20DEF 14A2023-05-30
2022-04-14DEFA14An/a
2022-04-14DEF 14A2022-04-14
Registration statements and prospectuses (91 filings)
FiledForm
2026-03-31S-8
2026-03-31S-8
2026-03-31S-3ASR
2025-09-02S-8
2025-06-18424B3
2025-05-12424B5
2025-05-12424B5
2025-03-27S-8
2025-03-27S-8
2024-11-26424B5
2024-11-15424B5
2024-03-26S-8
2024-03-26S-8
2023-12-21424B3
2023-12-08EFFECT
2023-11-30S-3
2023-08-14424B5
2023-04-17424B3
2023-04-14EFFECT
2023-03-27S-8
2023-03-27S-8
2023-03-27POS AM
2023-02-22424B3
2023-02-17424B3
2023-02-16424B3
2022-12-23424B3
2022-12-22424B5
2022-12-06424B3
2022-11-25POS AM
2022-11-15424B3
2022-10-20424B3
2022-10-17424B3
2022-10-14EFFECT
2022-10-12424B3
2022-10-06S-3/A
2022-10-03424B3
2022-09-16S-3
2022-08-15424B3
2022-08-15424B3
2022-07-13424B3
2022-07-12EFFECT
2022-07-01POS AM
2022-05-31S-8
2022-05-31S-8
2022-05-31POS AM
2022-04-14POS AM
2022-03-17424B3
2022-02-10424B3
2021-12-30424B3
2021-11-19S-8
2021-11-15424B3
2021-11-12424B3
2021-10-22EFFECT
2021-10-22424B3
2021-10-07S-1
2021-09-07425
2021-08-27425
2021-08-26425
2021-08-16425
2021-08-13424B3
2021-08-12EFFECT
2021-08-05S-4/A
2021-07-29S-4/A
2021-07-14S-4/A
2021-06-29425
2021-06-24425
2021-06-23S-4/A
2021-06-23425
2021-06-04425
2021-06-04425
2021-05-27S-4/A
2021-05-24425
2021-05-20425
2021-05-14425
2021-05-14425
2021-04-28425
2021-04-19425
2021-04-16425
2021-04-08S-4
2021-04-07425
2021-03-22425
2021-03-19425
2021-03-17425
2021-03-04425
2021-03-04425
2020-05-06424B4
2020-05-05EFFECT
2020-05-01S-1/A
2020-05-01S-1/A
2020-03-17S-1
2020-02-18DRS
Ownership and control filings (59 filings)
FiledForm
2026-08-13SCHEDULE 13G/A
2026-07-07SCHEDULE 13D/A
2026-05-01SCHEDULE 13G/A
2026-04-09SCHEDULE 13G
2025-11-28SCHEDULE 13G/A
2025-09-25SCHEDULE 13G/A
2025-09-24SCHEDULE 13G
2025-07-02SCHEDULE 13G
2025-06-23SCHEDULE 13D/A
2025-05-27SCHEDULE 13D/A
2025-05-13SCHEDULE 13D
2025-02-14SCHEDULE 13G
2024-04-18SC 13D/A
2023-08-18SC 13D/A
2023-08-15SC 13D/A
2023-08-14SC 13D/A
2023-06-09SC 13D/A
2023-04-28SC 13G/A
2023-04-05SC 13D/A
2023-03-29SC 13D/A
2023-03-07SC 13D/A
2023-02-14SC 13G/A
2023-01-03SC 13D/A
2022-08-26D
2022-08-26D
2022-08-25SC 13D/A
2022-08-18SC 13D/A
2022-08-16SC 13D/A
2022-07-06SC 13D/A
2022-04-05SC 13D/A
2022-04-01SC 13D/A
2022-02-22SC 13D/A
2022-02-14SC 13G/A
2022-02-14SC 13G/A
2022-02-14SC 13G/A
2022-01-28SC 13G/A
2022-01-27SC 13G/A
2022-01-05SC 13D/A
2022-01-04SC 13D/A
2022-01-03SC 13D
2021-12-29SC 13D/A
2021-12-02SC 13D/A
2021-11-30SC 13D/A
2021-10-15SC 13G
2021-10-07SC 13D/A
2021-10-04SC 13D
2021-09-21SC 13D
2021-09-21SC 13D
2021-09-20SC 13D
2021-09-08SC 13G/A
2021-08-30SC 13G/A
2021-08-25SC 13G
2021-05-20SC 13G
2021-04-01SC 13G
2021-02-16SC 13G/A
2021-02-16SC 13G
2021-02-16SC 13G
2021-02-16SC 13G
2020-05-18SC 13G
Listing and exchange filings (5 filings)
FiledForm
2021-09-10CERT
2021-09-108-A12B
2021-09-0925
2020-05-04CERT
2020-05-048-A12B
SEC correspondence (22 filings)
FiledForm
2025-02-04UPLOAD
2025-01-08CORRESP
2024-12-20UPLOAD
2023-12-06UPLOAD
2023-12-06CORRESP
2022-06-30CORRESP
2022-06-21UPLOAD
2022-05-31CORRESP
2022-05-10UPLOAD
2021-10-20CORRESP
2021-10-19UPLOAD
2021-08-25UPLOAD
2021-08-12CORRESP
2021-08-05CORRESP
2021-08-04UPLOAD
2021-07-28CORRESP
2021-07-26UPLOAD
2021-07-13CORRESP
2021-07-09UPLOAD
2021-06-22CORRESP
2021-06-16UPLOAD
2021-05-05UPLOAD

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